orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such
Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate
Company made a further step to complete our strategy to create nationwide media coverage by acquiring COMASS. With more than 19 years’ experience in outdoor media, COMASS is one of the leading outdoor media
% for 2017. Going forward, MACO is aiming to modernise the outdoor media network in upcountry to respond customers’ demands and create value added to the Company’s portfolio by converting existing
relating to employee incentives. On the upside, the maintenance, which would have occurred later in the year, is now complete so we do not expect major maintenance activity in H2 and have the ability to run
|- Anti-fraud Provisions (section 98(3)) |- Forward Transactions/OTC Equity Derivatives Transactions (section 98(4)) |- Securities Borrowing and Lending (section 98(5)) |- Short Sale Provisions (section 98
taking decisive, forward-looking action. This masterclass provides a crucial platform for asset managers to deepen their climate governance practices and develop actionable climate plans. In partnership
(FETCO), led by Dr. Kobsak Pootrakool, FETCO Chairman. The discussion focused on policies and strategies to drive the Thai capital market forward and exchange perspectives on various issues, such as
attract investment and fundraising that prioritize environmental protection, social development and sustainability, which is another important role of the capital market in driving forward the
Asset: Lesson Learned and Moving Forward” ในโอกาสครบรอบ 30 ปี ก.ล.ต. โดยมีผู้เชี่ยวชาญ นักวิชาการ ผู้ประกอบธุรกิจ และผู้แทนหน่วยงานกำกับดูแลด้านสินทรัพย์ดิจิทัล ร่วมแลกเปลี่ยนมุมมองและถอดบทเรียนเกี่ยว