Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip

ensure that investors would be informed of up-to-date, complete and sufficient information for investment decision-making in line with the globally recognized standards of the International Organization of

that the group of offerors were made aware of their duties and responsibilities to deliver a complete Form 247-4 to the shareholders, which is in violation of the Securities and Exchange Act B.E. 2535

completeness and accuracy of such information; and (2) in the case where any laws or regulations enforced by the SEC Office require the affixing of the company’s seal ( if any) , it shall be deemed that such

to complete the rectification and review process. After considering the request, the SEC determined that CHARAN is in a position to complete the rectification within the prescribed deadline

Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete

orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such

Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate

amount of the reserve per annum until complete repayment, the reserve amount in the latest accounting year, and the total reserve amount up to the latest accounting year; (4) In case of a loan in the form

Kaewthipharat or Mr. Pisit Wannavalee and affix the Company’s seal. The value of the transaction based on value of consideration basis is 3.11%, calculated based of financial statement as at December 31, 2017