investments account and reviewing evidentiary documentation attached to the application before delivering them to the management company for considering an approval; (2) disclosure of information or documents
information which has been registered, the management company shall immediately submit an application for the change and revision of such items in the registration so that the information thereof shall be up-to
value of the pool of assets. Should there be any change in such information which has been registered, the management company shall immediately submit an application for the change and revision of such
such information which has been registered, the management company shall immediately submit an application for the change and revision of such items in the registration so that the information thereof
rating, and is capable of operating the work impartially and fairly. The investment advisory company shall submit an application for approval to the Office together with the document evidences as
Application to add more functions. The Company also launched the E-statements service and introduced the kiosk concept at some of branches in order to reduce our operation cost. - Bad debt and Doubtful accounts
or this Notification, the Office may disapprove such application. In such case, the Office shall clearly notify the company of reasons supporting its consideration; (2) In any of the following cases
application on June 29th, 2018. On October 18th 2018, the company’s board of directors has passed the resolution to appeal the disapproval of GLOW acquisition to ERC. The company must submit the appeal within
apply for approval of major shareholder; (6)7 in cases where the applicant is a company having operated other businesses prior to the date of filing an application under Clause 7(5) or Clause 8(5), it
the application in relation to private placement with the SEC, the registration of capital reduction, capital increase and amendment of the Articles of Association of the Company with the Ministry of