ground to believe that the financial status may cause damage or any other circumstance indicates an ongoing financial problem; (5) having a clear action plan which demonstrates determination for providing
range of investors; (4) having financial readiness without any reasonable ground to believe that the financial status may cause damage or any other circumstance indicates an ongoing financial problem; (5
circumstance indicates an ongoing financial problem; (5) having a clear action plan which demonstrates determination for providing services of trading investment units in the long run; (6) having sufficient
credit ratings. Except for a credit rating that clearly indicates it does not entail ongoing surveillance, once a credit rating is published, the CRA should monitor the credit rating on an ongoing basis by
สินทรัพย์ดิจิทัล ๓. การกำกับดูแลผู ้ดูแลสภาพคล่องตลอดระยะเวลาที่ปฏิบัติหน้าที่ โดยมีการติดตาม การปฏิบัติหน้าที่ (ongoing performance) ของผู้ดูแลสภาพคล่อง ๔. การกำหนดมาตรการลงโทษผู ้ด ูแลสภาพคล่องและเหตุเพิก
representatives in safeguarding bondholders' rights, and facilitates the operations of bond issuers. This revision of the Terms and Conditions is a result of the ongoing collaborative efforts between the SEC
discussion, the SEC Secretary-General shared the SEC’s perspectives on ongoing efforts to elevate and develop the capital market as a whole. She also highlighted the SEC’s role in building trust and
SEC Secretary-General Ruenvadee Suwanmongkol said that the ongoing spread of COVID-19 is affecting some securities companies and derivatives business operators to the point that it is necessary to