storage. Clause 28 An intermediary shall arrange the appropriate channel and monitoring system for communication with a client . In addition, the intermediary shall communicate at the right time, with clear
, with clear and reliable information, and without misleading information. Clause 29 In case an intermediary has other businesses apart from services relating to investment in and transaction of capital
supervision and may pose a risk of scams. Concurrently, event organizers should exercise caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate
ที่อยู่ระหว่างรอข้อมูลสำคัญ หรือเครื่องหมาย C (Caution) ในกรณีที่บริษัทจดทะเบียนเข้าลักษณะตามหลักเกณฑ์ที่กำหนด* เช่น• ส่วนของผู้ถือหุ้นมีค่าน้อยกว่าร้อยละ 50 ของทุนชำระแล้วหักส่วนต่ำมูลค่าหุ้น• ยื่น
. Persuasion to invest with falsely high return in a short period may be regarded as deception to investors. SEC would like to warn investors to take caution and inspect details before making an investment
caution when using services of securities business operators, derivatives business operators or digital asset business operators who have not obtained a respective license, as well as foreign digital asset
exercise caution. As such, if being soliciting to invest in securities or derivatives such as shares, gold or crude oil, you can check credibility of such claim by visiting the SEC website (www.sec.or.th
support illegal activities. If any violations are found, the SEC will take legal action accordingly. The public and investors are strongly advised to exercise caution when using services from unlicensed
regarding proper disclosure of information, which should reflect both past performance and a clear vision for future operations, with perspectives from investors who have direct experience in selecting