of Satang. His failure to perform the required duty of his position resulted in the offence committed by Satang concerning the case that between August 1, 2021 to March 31, 2022 Satang failed to keep

keep customers' digital assets in accordance with the notification of the SEC for 194 days. In this regard, Satang did not deposit customers' digital assets with digital asset depository

respondents agreed with the principles and the proposed amendments to such regulations. The SEC has therefore issued the amendments* with the key points as follows:   (1) DA operators are required to keep

Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him

orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such

offered employee?s choice scheme to provide investment alternatives to their members, or a rise of 89.7% over year-end 2010. This is a part of the SEC?s policy to support companies and organizations in

เพราะออกจากงาน สามารถคงเงินไว้ได้ นอกจากนี้ ในปีที่ผ่านมามีนายจ้างที่จัดให้มีกองทุนสำรองเลี้ยงชีพที่ให้สมาชิกมีทางเลือกในการลงทุน (employee?s choice) จำนวน 3,348 ราย เพิ่มขึ้น 89.7% จากสิ้นปี 2553 ส่วน

from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his

event will feature a keynote address on the topic, “Policy Choice for Regulating Digital Asset Industry” by Professor Douglas Arner, Kerry Holdings Professor in Law, the University of Hong Kong, and a

disclosure related to the DW prices for the benefit of investors? decision-making.While DWs have become a more popular choice of investment, an SEC research has shown that sufficient disclosure of useful