percent of the total industry AUM. In all cases, asset management companies must exercise caution when considering appropriate investments. Mrs. Waratchya Srimachand, SEC Deputy Secretary-General, said
the SEC have been shut down. The SEC strongly advises the public to exercise caution when being solicited to make investment in possibly fraudulent schemes, the red flags of which are, for example
companies must consider. It is in accordance with the duties of directors and executives of the company who have to perform their fiduciary duty with caution together with the company’s risk management
increasing the speed and caution for the enforcement process as well as promoting cooperation for human resources development, sharing of knowledge and technological know-how to ensure justice in the
and investors to exercise caution when using services from unlicensed digital asset businesses, as they will not be protected under the law and may be exposed to risks of fraud and scams as well as
result, public access to the Exmix platform will be disabled starting from 2 May 2026.The SEC urges the public and investors to exercise caution when using services from unlicensed digital asset businesses
help the soft power industries support Thailand’s continued development of digital and creative economies.” Remarks: * Five notifications of the amendments are as follows: (1) Notification of the
as disastrous results of creative accounting practices employed by listed companies in foreign countries (ex. Enron and Worldcom) led to an overhaul in auditor supervision where we witnessed a shift
also empowers them to verify and make investment decisions with greater caution and safety in the modern financial landscape.” The SEC has continuously taken a proactive approach under its strategic
providing wider ranges of innovative products and services matching the customers’ multi-dimensional needs. Enterprise business had the most direct impact from the global economic slowdown, especially in the