director of UVAN, knew inside information about the significant increase of company’s profits in the fourth quarter of 2017. She, then, bought UVAN shares during 27 December 2017 - 22 February 2018 in the
baht or a 73.22 percent rise from the same period of 2015. Sarath took advantage of the inside information and bought 2,189,700 TOG shares through the trading account of Malita (currently his wife
have revealed that he confirmed with a customer that the RMF units the customer had bought in 2011 were redeemable without breaching the terms and conditions of the tax benefits. However, the actual
units of long-term equity fund (LTF) bought in 2013 in order to invest in another fund. After reviewing the LTF investment account of such client, {A} informed the client that selling LTF investment units
the said OSCAR shares between UWC and TNP. On the day that UWC transferred OSCAR shares to TNP, TNP transferred OSCAR shares to the other party at the much higher price than TNP bought from UWC. It was
said OSCAR shares between UWC and TNP. On the day that UWC transferred OSCAR shares to TNP, TNP transferred OSCAR shares to the other party at the much higher price than TNP bought from UWC. It was also
Limited to Precious Metals Derivatives Securities Businesses Company Name Head Office Data not found Other Financial Institution Company Name Head Office Data not found Foreign Juristic Person Company
สาํคญั บรษิทัหลกัทรพัยจ์ดัการกองทุนรวม บวัหลวง จาํกดั ช่ือ ตาํแหน่ง ลายมือช่ือ นางสาววภิารตัน์ เสรจ็กจิ Deputy Managing Director, Head of Product Management