Mr. Ratanapong Srirojanant Mr. Ratanapong Srirojanant, in collaboration with Mr. Suriya Suriyabhivadh, son of Mr. Vudhiphol Suriyabhivadh who is the vice chairman of the board of directors of L.P.N
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and
the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of
collaboration seeks to build confidence in the Thai capital market, ensuring widespread and fair benefits for all sectors with transparency and trustworthiness. The discussions also covered topics that the SEC
investment unit selling.The SEC led Thai private sector on a business trip to Japan in February to meet Japanese executives from both public and private sectors, aiming to strengthen collaboration with FSA
public and private sectors. The presentation emphasized fostering collaboration to reduce greenhouse gas emissions, supporting sustainable growth in climate-friendly societies, and progressing towards net
, responsible investment ecosystem that drives long-term value for investors and contributes to a sustainable future. We look forward to continued collaboration with PRI and AIGCC in building a sustainable
. The briefing focused on enhanced collaboration between the SEC and the Stock Exchange of Thailand (SET) in areas such as capital market regulation, digital transformation for a sustainable digital