The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide
According to the SEC Strategic Plan, the goal of building competitiveness can be achieved through standard rules and regulations. In this regard, the regulatory guillotine scheme,* which focuses on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without compromising appropriate investor protection and convenience for business operation.The SEC therefore...
“Director Pool”, a database for nomination of directors who have appropriate qualifications and skills, which is another initiative that helps enhance women’s exposure to corporate leadership and directorship
approve the transaction of receiving financial assistance from K Alliance Company Limited and Mrs. Sutasanee Karnasuta to enhance a company’ liquidity of the subsidiary and the interest rate charged is not
. Most were requests for information support, highlighting both the persistent threat of investment scams and a growing public demand for information assistance before making investment decisions or
Connected Transaction (granted financial assistance) and impact on the submission of the petition requesting for entering into business rehabilitation plan of G Steel Public Company Limited To: President The
enhance cooperation in information sharing and expand opportunities for cross-border capital market activities.The MOU aims to strengthen relationship and promote collaboration between the two organizations
-Money Laundering Office (AMLO) signed the memorandum of understanding with objective to enhance effectiveness of collaboration on supervision over securities business operator to prevent and suppress
No. GST/ELCID-21/2560 September 25, 2017 Subject: Reports on Connected Transaction (receiving financial assistance) (Additional) To: The President The Stock Exchange of Thailand The Board of Directors