The SEC emphasizes the monitoring of risks related to capital market and the development of digital capital market, covering the areas of supervision, service provision of business operators, and
Vorapol Socatiyanurak. FATF began assessment on the countries? counter-measures against money-laundering and terrorist financing in 2007, the result of which showed the highest score of compliance with
offenses under all laws under the SEC’s supervision will be taken into account, so as to more comprehensively address cross sector risks arising from interconnected business activities.The proposed
Bangkok, April 10, 2015 - The SEC summarized the development and supervision on the capital market from late 2011 to early 2015 with achievements in lifting up the Thai capital market to match the
Assessment Program (FSAP), which resulted in further regulatory improvement and international standard compliance. The official assessment results, which would enhance the confidence of domestic and foreign
supervision would expand to cover additional entity types under the SEC regulations; (2) Define clear roles, responsibilities and involvement of the board of directors, including the governance body, to ensure
relationship through capacity building programs in the areas of bond market development, mutual fund and provident fund supervision as well as a preparation for self-assessment to become an ordinary IOSCO
supervision scheme follows a similar regulatory framework to the one governing equity crowdfunding in several dimensions including: (1) issuers are allowed to offer either secured or unsecured debentures via
the supervision of financial sector regulators.”BOT Governor Mr. Sethaput Suthiwartnarueput, Ph.D. said: “Striking a balance between protecting personal data and optimizing data usage is key to the