an opinion on audit reports; 2.2 being affiliated with an audit firm that has an audit quality control system and the required number of personnel; 2.3 meeting other requirements, e.x., not having

และตลาดทุนไทย เช่น มุมมองการนำเทคโนโลยี Artificial Intelligence (AI) มาใช้ในการประกอบธุรกิจหลักทรัพย์และสัญญาซื้อขายล่วงหน้า และแนวปฏิบัติที่ดีในการนำ AI/ Machine Learning (ML) มาใช้บริการ ผลสำรวจการให้

from the Thailand Capital Market Development Fund (CMDF). This year, the event was organized under the theme, "Cyber Resilience: AI-Powered Readiness," leveraged Artificial Intelligence (AI) innovations

trading behaviors that may indicate potential violations, as well as identifying patterns of fraud in listed companies and fraud monitoring methods. She also discussed the SEC's perspective on artificial

supervisory framework for the use of Artificial Intelligence (AI) and Machine Learning in the Thai capital market. The framework is in line with the International Organization of Securities Commissions: IOSCO

practices and the supervision of artificial intelligence (AI) for financial service provider, as well as the management of emerging risks associated with new technologies, such as online scam and harm, and

of defense) fields for business operators in capital markets. The workshop aimed to enhance understanding of how artificial intelligence (AI) can be applied in cybersecurity operations and to improve

/2022 “SEC imposes civil sanctions on four offenders for creating artificial trading volume of three digital tokens on the Satang Corporation Limited’s exchange”, released on 29 December 2022, can be

and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*;             2.  Submit half-year and annual financial statements that have been

monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened