Market,” with Ms. Winita Kultangwatana, Director of the Sustainable Development Department, representing the SEC. She discussed measures and strategies to foster and support the business sector in the Thai
highlighted the SEC’s procedures for handling reports of investment scams from the public and capital market stakeholders. She also emphasized the collaboration among agencies and social media platform
Association under the Royal Patronage of His Majesty the King. Currently, she is a member of the SEC Takeover Panel (Legal Expert) and an executive at a legal consulting firm.
the public on 15 February 2018. In addition, Woraphant disclosed the inside information to Sasipas, his daughter, when he knew or should have known that she might exploit the information for selling
, Thailand. Prior to the recent appointment, she was Director of the Financial Education Department, the Sales Conduct Supervision Department and the Investment Management Policy Department, respectively
buying orders for additional securities. {A}, however, made decision to buy and sell securities in the client account. She also sold securities in such account with a total value of more than 900,000 baht
the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and development, research and strategic planning. Moreover, she has had prominent roles in Capital Market
own address and to submit capital reduction order for the client?s private fund. With the capital reduction payment, Thanjira bought investment units for the second client and Surasak. Moreover, she
GovTech.” She joined a panel discussion on the topic “Digital Leader: Shaping Tomorrow.” This event, organized by the Digital Government Development Agency (Public Organization), served as a forum for
the normal market conditions. Additionally, she continuously traded UMI shares to lure the general public to purchase or sell such shares which resulted in the purchase or sale of UMI shares not