) in Thailand with the SEC directly without the need to obtain a prior approval from the Ministry of Finance; (2) Requiring the foreign issuer of baht bonds to (i) obtain an issue rating not lower than
royal decree came into force. SEADEX applied for an operating license before 14 August 2018 and that allowed SEADEX to continue its business operation according to the transitional provisions.SEC is in
worth and higher risk-taking capability (non-retail investors). The qualified investors will be allowed to invest in complex instruments suitable for their risk profile while receiving appropriate level
. ASEAN CIS to be offered must share similar substances with mutual funds allowed to establish in Thailand and be offered for sale through ASEAN CIS selling agent which is a licensed securities broker
support industry business operation, remove obstacles and clarify certain governing regulations. The revisions to become effective in September include:1. Licensed derivatives dealer will be allowed to
care of such client's securities trading account for a certain period of time. {A} admitted that the client allowed him to make securities trading decisions and he has already compensated the client for
lessen regulatory burden and further relief for businesses. At present, the reliefs include:(1) Branches of securities companies affected by flood and unable to provide services are allowed to temporarily
, the credit rating of the debentures, the issuers or the guarantors of those debentures denominated in foreign currency shall be of investment grade. Chapter 3 Specific Provisions related to Providing