restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the
Mr. Tanat Plengsrisuk Mr. Tanat Plengsrisuk allowed Mr. Tikhamporn Plengsrisuk (his father), to use his securities trading account to conceal identity of Mr. Tikamporn on 14 May 2020 who was knew or
, Wichai, as Chairman of the Board of Directors and both meetings, arranged for the election by means of cumulative voting despite knowing that such method was not allowed according to the company’s articles
the chip, in which case licensed companies would be allowed to adopt reasonable risk-based measures instead of ID card dip chip. In addition, the licensed companies offering occasional transaction
2014. Starting from January 1, 2014, provident funds are allowed to invest in derivatives for the purpose of efficient portfolio management (EPM) up to a permissible proportion. The funds were previously
Living Mall, The Walk, and Little Walk between 22 March and 16 May 2020. However, some services were still allowed to operate, such as supermarkets, food and restaurants (for takeaway only), and pharmacies
agricultural futures business, with price settlement and contract delivery obligations; (2) fifty million baht for undertaking of agricultural futures business with price settlement and contract delivery
” means a sale of securities which must be borrowed for delivery; 2“client” means a person who enters into an agreement to borrow money from a securities company for purchasing securities, or a person who