9, 2006 - January 25, 2007. The SEC probed into the case and found that Krit aided and abetted manipulation of ASCON share price by allowing the accounts for securities trading and bank deposit to be
effective by Q4/2014 will be more responsive to current circumstances and the Bank of Thailand oversight while enhancing efficiency of fund raising for private sector by issuance of structured notes.
Bangkok, March 18, 2015 ? The SEC suspended {A}, a securities investment consultant and a branch manager of Bangkok Bank Plc., for failure to inform the client of sufficient information which was
of OSK Investment Bank Berhad, Malaysia (OSKIB) in purchasing shares of BSEC from BFIT with the offer price significantly higher than the market price, thus requiring OSKIB make a tender offer for
Mr. Chansak Fuangfu On December 13, 2019, Mr. Chansak Fuangfu a Director and Senior Executive Vice President of Bank Public Company Limited has changed his securities holding. In this regard, Mr
Miss Niramarn Laisathit During 16 December 2019 to 16 March 2020, Miss Niramarn Laisathit, a director of Bangkok Bank Public Company Limited, has changed their securities holding. In this regard
trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial
from the funds transferred to his personal bank accounts. The acts of Mr. Ngeonwasawat are liable to operating derivatives business without license in contravention of Section 16 of the Derivatives Act
committing manipulation of Millcon Steel Public Company Limited ("MILL") share price by allowing Mr. Sittichai and Miss Tanika to use his securities trading account and his bank account for MILL
in committing manipulation of Millcon Steel Public Company Limited ("MILL") share price by allowing Mr. Sittichai and Miss Tanika to use her securities trading account and her bank account