industry including executives, investment analysts, and investment consultants.
High-level Workshop, which followed the APRC meeting. These events featured discussions among regulatory organizations, prudential regulators, central bank officials, and industry participants. The
, Managing Director, Head of Equities & Post Trade, Asia Securities Industry & Financial Markets Association (ASIFMA)4. Mr. Soraphol Tulayasathien, SET Senior Executive Vice President (Moderator)
refresher course for IA renewal, ensuring common standards across the industry; (3) To establish transitional provisions to accommodate the refresher course training for IA who have already started training
May 2025, attracting over 500 participants from across the securities industry. In the picture: · Tim Chan, CFA, Head of Sustainability Research, Asia Pacific, Morgan Stanley
สนับสนุนงบประมาณจัดกิจกรรมจากกองทุนส่งเสริมการพัฒนาตลาดทุน (CMDF) โดยกิจกรรมดังกล่าวมุ่งเน้นถึงความสำคัญของการฝึกซ้อมแผนรับมือภัยคุกคามไซเบอร์ในระดับอุตสาหกรรม (industry-wide) รวมถึงสร้างความร่วมมือในภาค
opening an investment account cross the industry, to be applicable for all types of investment products.* The draft regulations take into account the comments and suggestions gathered from the previous
raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data
late 2018. Most stakeholders from the business sector and the mutual fund industry generally submitted positive responses supporting the principles. The amendments drafted under the principle-based
complete information before making an investment decision.The revision includes (1) simplifying the language to be less technical in terms of legal and industry jargons, (2) enlarging the font for easier