intermediary established in foreign jurisdiction for providing services of information or as liaison office within the scope of this Notification. “auditor” means an auditor approved by the SEC Office under the
linked to computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an intermediary established in foreign jurisdiction for providing
the circumstances. The evaluation of performance and the calculation of the net asset value of each fund shall conform to the recognized academic principles or international standards as prescribed by
appropriate to the circumstances. 3 The evaluation of performance and the calculation of the net asset value of each fund shall conform to the recognized academic principles or international standards as
รับการประเมินความพร้อมภายใต้โครงการประเมิน การปฏิบัติตามมาตรฐานสากล (Report on the Observance of Standards and Codes : ROSCs) โดยผู้เชี่ยวชาญจาก World Bank (WB) และ International Monetary Fund (IMF) ใน
exchanges in a foreign country which is a member of the International Organization of Securities Commissions (IOSCO). Clause 4 For the purpose of regulating securities brokerage business undertaken by a
under specific law other than the juristic persons under (h); (g) an international financial institution; (h) a governmental agency and a state enterprise under the law on budgetary procedures; (i) the