เฉพาะในกรอบตลาดทุนอาเซียน ซึ่งที่ประชุมหน่วยงานกำกับดูแลตลาดทุนอาเซียน (ASEAN Capital Markets Forum : ACMF) ครั้งที่ 31 ที่ ก.ล.ต. ไทยเป็นเจ้าภาพ เมื่อวันที่ 2 ต.ค. 2562 ได้เห็นชอบการจัดทำ Roadmap for
method, as well as to increase the trustworthiness in the identification and authentication process for onboarding customers that could boost the standard of performing e-KYC in the capital market. The
The regulatory revision on the information disclosure and an issuer’ auditor takes into account the readiness of the capital markets without creating too much burden for stakeholders. Significant
The meeting discussed important developments and course of actions in overseeing and developing the capital markets of member jurisdictions. For instances, issues around harmful but legal conduct
and Directions of Human Rights Issues in Thai Capital Market Sector” by Mrs. Prakairatana Thontiravong, Miss Ruenvadee Suwanmongkol, Mr. Suphachai Chearavanont, President of Global Compact Network
order to increase opportunities for, and facilitate, investors to access information of products in ASEAN capital market, and to complement an initiative of ASEAN Capital Markets Forum (ACMF) which aims
The SEC has found numbers of cases of online fraudulent actions involving the unauthorized use of names, logos, executive or staff images of the SEC, the capital market business operators as well
Bangkok, April 17, 2012 ? SEC Secretary-General Vorapol Socatiyanurak reveals that the Capital Market Supervisory Board has approved revision on regulations to allow retail investor to make overseas
Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on independent directors of licensed securities and derivatives business
decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of