market by issuing shares or debt securities that suit the business sector. SEC now allows fund mobilization through crowdfunding, which makes use of digital technology to make the fund mobilization

Thailand’s Secretary-General, said “We are delighted to welcome the Philippines as a new signatory to the ASEAN CIS Framework, which fosters more inter-connected, inclusive, and resilient ASEAN capital

past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market

received from committing the offense, which is the highest legal penalty specified by law, at the amount of 16,288,454 baht, (2) a compensation for the benefits that the defendant received or would have

seven days or by 5 March 2018.   While being IFEC chairman, Wichai failed to have the company clarify to the SET the issue of B/E default circulated in the news at the time, which has caused IFEC to be

case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are

launch of our new microsite, Gender Corner (https://www.sec.or.th/TH/Pages/GenderCorner/homepage.aspx), which will serve as an accessible-to-all community supporting gender equality of listed companies

previous assessment, which was 96.60 points.Ms. Ruenvadee Suwanmongkol, Secretary-General, the Securities and Exchange Commission (SEC), said: “With the increasing importance of sustainability and digital

project, auditors will be classified into 2 groups: (I) auditors for companies in capital market and (II) auditors for companies to be listed on SMEs board which will be launched in the future for

.? These kinds of incidents took place repeatedly, but the company which was under his direct supervision did not conduct proper examination.?In 2014, the SEC found a similar misconduct and took legal action