Malaysia, the Monetary Authority of Singapore and the Securities and Exchange Commission, Thailand in October 2013.This Framework allows fund managers operating in a member jurisdiction to offer CIS

Bangkok, February 10, 2014 ? Securities and Exchange Commission (SEC) discussed with the Thai Bankers? Association (TBA) and the Association of International Banks (AIB), on the commercial banks

and shall be liable to the penalty under Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be.  The said actions also caused damages to the company but

improvement in the Thai capital market.Among all companies listed on the Stock Exchange of Thailand (SET) and Market for Alternative Investment (mai), 475 or 90 percent of them participated in the assessment

to publicize researches and exchange of knowledge and experience between academics and capital market industry.  

violating Sections 307, 308, 311 in conjunction with Section 313, and Section 312(2)(3) of  the Securities and Exchange Act B.E. 2535 (1992) (SEA). He was sentenced to serve 8-year imprisonment for corporate

Securities and Exchange Act of 1992. The penalties include imprisonment for a term of 2 to 5 years and a fine from 200,000 to 500,000 baht, plus a daily fine of 10,000 baht until the violation ends.The SEC

, 2013.With a referral on the {A} case from the Stock Exchange of Thailand, the SEC probed into the case and found that {A}, then Senior Vice President Retail Sales 1 of Siam City Securities Co., Ltd., had

conjunction with Section 244 of the Securities and Exchange Act of 1992 (SEA) as follows:? Sagha Sakulekpaisan or ?Here-Tee? (former name: Chakchai or Thana Sae Jiem) was convicted on three counts with one-year

and account status through the specified websites by themselves with trading fee at USD80 per transaction and fixed currency exchange rate at 35 baht per USD1 or approximately 2,800 baht per