Bangkok, September 8, 2014 ? The SEC jointly with alliances and partners from the ?Financial Literacy: Road to Thailand?s Prosperity? Project organized an event on ?Preparing for Happy Retirement
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
) Mr. Subhak Siwaraksa; (2) Mrs. Jotika Savanananda; and (3) Mr. Somchai Thaisanguanvorakun. The new governors will take office for a two-year term from September 2, 2016 to September 1, 2018.
for acquiring the total shares of Sittarom from Power Line Engineering Public Company Limited (PLE) and the other PLE shareholders at the amount of 370 million baht. However, the independent financial
employee of Ausiris Futures Co., Ltd. {A} and four employees of KGI Securities (Thailand) PLC {B}, {C}, {D}, and {E}, effectively from August 17, 2012, as well as revealing inappropriate actions of {F} and
Board has appointed (1) Kaisri Nuengsigkapian as SET governor for another term (2) Yothin Nerngchamnong and (3) Sasitorn Phongsathorn. The three governors serve a term of two years, starting from August
SEC Board has appointed (1) Sompol Kiatphaibool as SET governor for another term and (2) Supak Sivarak. Both governors serve a term of two years, starting from August 15, 2011.
evidence gathered by the inquiry official from the SEC?s proceeding of the criminal complaint against NMG Chairman Nittimon Hastindra Na Ayudhya, who presided over the shareholders? meeting in December 2015
} and (11) {K} for manipulating share price of Millcon Steel Plc. (MILL). With the referral from the Stock Exchange of Thailand on irregular trading of MILL shares by a group of persons, the SEC probed
already submitted where a number of transactions had no details of either amount or price of securities. From the record, in addition, the client sometimes allowed him to make trading decision and the