and paid a fine in the amount of 500,000 baht as determined by the Settlement Committee on March 16, 2012. His case shall thus be regarded as settled under Section 317 of SEA. The above complaint also
Kuala Lumpur, The ASEAN Capital Markets Forum (ACMF) today endorsed key initiatives to be implemented in 2017 under the ACMF Action Plan 2016-2020 that aims to create investment and business
, and {B}, as manager, for such contravention which is liable under Section 125 of the same Act. Any persons who suffered damage from the company's illegal operation are encouraged to contact the ECD
Section 244 and Section 243(2) of the SEA and Section 86 of the Penal Code. After filing the complaint, however, the SEC was informed by the DSI that Adirek agreed to enter the settlement process under the
Permanent Secretary for the Interior said that ?The Government has put effort on domestic income distribution to lessen the income gap/inequality problem. Capital market sector under this group effort project
capital market development under the SEC?s strategic plan; prepared to correspond with short-term and long-term changing environments both domestically and internationally. The SEC has a strong
includes self-assessment under the standards of IOSCO (International Organization of Securities Commissions) to ensure that the Thai capital market supervision is in line with international standards
bottling plants owned by their families or under their control rent gas tanks from PICNI and made false entries in the accounting document with an intention to deceive others. They also recorded false
aggressive role in developing the market, supervising intermediaries and establishing effective communication with stakeholders under the 4P?s Principle which consists of the following attributes
transfers of shares from accounts under the same name held with other operators in amounts exceeding the customer’s financial capacity; (2) Consider submitting Suspicious Transaction Reports (STRs) to AMLO in