concerning Rules on Offering for Sale of Units of Foreign Collective Investment Schemes ; “ intermediary ” means: (1) a securities company licensed to undertake the securities business in the category of
investment scheme”2 means the unit of a foreign collective investment scheme, which may be offered for sale in Thailand under the Notification of the Capital Market Supervisory Board concerning Rules on
of director to be the highest responsible person for administering Institute of Appraisal Profession; (b) a person holding a position on the managing level to be responsible for member supervision or
the Capital Market Supervision Board re: Rules, Conditions and Procedures on Acquisition of Securities for Business Takeover, such person (who is required to comply with the rules issued under Section
acquisition of the securities during the past 90-day period (the first day being the date of action under item 2 which give rise to this reporting obligation) 1.30 Baht/Unit, on the date of: 24 November 2020 5
supervision in segments other than car title loan. KBank has improved policies, processes, and operational systems to accommodate and comply with relevant regulations, as well as will closely monitoring on new
Commission Notification of the Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of
under his or her supervision (if any) from any act or omission from any act which violates or is contrary to (a) the law on securities and exchange or the Notifications issued thereunder; or (b) the law