management will be emphasized to enable their capability of providing comprehensive advice on a variety of financial instruments. Training for renewal of approval will also be revised to be more interesting
Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives
No.: PACE-L 36/2018 Date: 21 December 2018 Subject: Disclosure on Connected Transaction Regarding Providing Financial Assistance (Additional Information) Attention: President The Stock Exchange of
from supplying of main construction materials to 1st Phase Development of Crossroads. Compared to 4Q17 performance, revenues from this business declined by 44%, due to sales to 1st Phase Development of
number of voting rights of such juristic person; (8) “ client solicitation ” means soliciting clients for engaging in an agreement with a private fund management company by the way of providing investment
voting rights of such juristic person; (8) “client solicitation” means soliciting clients for engaging in an agreement with a private fund management company by the way of providing investment plans for
such juristic person; (8) “ client solicitation ” means soliciting clients for engaging in an agreement with a private fund management company by the way of providing investment plans for the clients as
juristic person; (8) “client solicitation” means soliciting clients for engaging in an agreement with a private fund management company by the way of providing investment plans for the clients as well; (9
research results that show the possibility of providing innovative financial services, including the research results on potential risks from the experiment; (6) having no record of violating or failing to