securities in the category of shares (Public Offering) without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.34 in conjunction with Section 83 of
Securities Business in the Category of Mutual Fund Management _____________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992) and Section 96 of the Securities and Exchange Act B.E
Notification of the Securities and Exchange Commission (Translation) Published in the Government Gazette, General Issue, Volume 119, Special Section 32 Ngor, dated 4 April 2002. Readers should be
Exchange Commission No. Kor Jor. 20/2541 Re: Determination of an Additional Type of Securities _________________ By virtue of Section 4 and Section 14 of the Securities and Exchange Act B.E. 2535 (1992), the
penalty under Section 300 in conjunction with Section 278 and Section 302/1 of the Securities and Exchange Act B.E. 2535 (the “Securities and Exchange Act”). This case is in the process of inquiry by the
> SEC Act (the fifth amendment) Section 244/3 (1) in conjunction with Section 244/6 (2)(3) and Section 83 of the Penal Code / SEC Act (the fifth amendment) Civil Action Dated 27/02/2025
monetary penalty of 500,000.00 Baht - a reimbursement of investigative expenses in an amount of 37,849.00 Baht SEC Act (the fifth amendment) Section Section 242(1) and
PICNI containing materially false or incorrect statement in order to deceive others. The action was violation of Section 312 of Securities and Exchange Act B.E. 2535. The Appeal Court overturned the