the characteristics specified in the governing rules. For example: - The Hong Kong Covered Management Company is regulated by the Securities and Futures Commission of Hong Kong (SFC), which is the home
ทำหน้าที่กำกับดูแลด้านหลักทรัพย์ (regulated exchange) “ผู้ดูแลสภาพคล่อง” หมายความว่า บุคคลที่ได้รับการแต่งตั้งให้ทำหน้าที่เพื่อให้ราคา
Contract Party Employer Contract Date Contract Period Scope of Work 1. Contract for sand digging BangKhlee Civil Limited Partnership GS May 21, 2014 3 years 6 months (GS will extend the contract for 4 more
consider and determine the scope of investment of mutual fund, private fund or derivatives investment management. “ investment management assistant ” means a person who performs the duty of assisting
Offer for Sale of Securities. Part 1 General Provisions ______________________ Chapter 1 Scope of Effectiveness _______________________ Clause 4 This Notification shall apply to an offer for sale of
and groups of customers that can join a sandbox test, including the transaction volume and/or amount, with a scope based upon the product or service innovation, allowing us to develop the technology and
shall monitor and supervise its personnel, who are responsible for providing investment analysis, consultation or planning to clients, to perform their duties within the specified scope as approved by the
, who are responsible for providing investment analysis, consultation or planning to clients, to perform their duties within the specified scope as approved by the SEC Office under the Notification of the
more than ten (10) percent of its paid-up capital, which shall be within the scope of power of the Board of Directors to approve such buyback of shares. Such shares held by the Company will neither be
, except for any buyback of shares representing no more than ten (10) percent of its paid-up capital, which shall be within the scope of power of the Board of Directors to approve such buyback of shares