ตั้งขึ้นเฉพาะกิจ เชน กองทุนเพื่อแกไขปญหาในระบบสถาบันการเงิน เปนตน 2 Principle 8 states that the regulator should have comprehensive inspection, investigation and surveillance powers. Principle 9
Following an inspection report from KBANK, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was found that some employees of the bank, who acted as
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and
transactions: 1. AEONTS provides the support on the business operation including marketing research and support as well as system support to ACS Capital and receives support fee for the amount of totally not
decreasing in earning from research fee by Baht 31.39 million, underwriting fee by Baht 20.75 million and increasing in earning from borrowing and lending fee by Baht 1.37 million. 3. The Consolidated and the
, approved the transaction with AEON Capital Corporation Limited for supporting on the business operation including marketing research and support as well as system support in total amount of 14,400,000 baht
Director’s meeting No. 3/2017 held on March 17, 2017, approved the transaction with AEON Capital Corporation Limited for supporting on the business operation including marketing research and support as well as
separated statements recorded 148.57 million baht as Fees and Services income for year ended 2017 which increased by 20.29 million baht or 15.81% because Research fees and Consulting service fees increase up
work relating to provision of securities services, securities operation or research on securities or capital markets or other similar lines of work, regardless of whether the operation of such line of