_____________ Clause 11 An applicant who will obtain approval to be REIT manager shall demonstrate that it has ability to manage the REIT, being assigned by REIT trustee, efficiently and provide measure for
_________________ Clause 31 The SEC Office shall have the power to grant a waiver for the disclosure of information required in this Notification if mutual funds and trusts could demonstrate to the SEC Office that
is found and shall record the cause of each correction. Clause 14 A securities company shall arrange for the counting of clients’ assets which are kept by itself at least once a month to verify the
securities company shall arrange for the counting of clients’ assets which are kept by itself at least once a month to verify the records of clients’ assets as prepared by the securities company. For the
to demonstrate to the SEC Office that such person has access to and is capable of examining information necessary to make investment decision in securities being offered and that it is not necessary to
(rights offering); 5. holder of debentures or bill of issuing company for redemption of outstanding debentures or bills (renew); 6. any other person that securities offeror is able to demonstrate to the SEC
other person that securities offeror is able to demonstrate to the SEC Office that such person has access to and is capable of examining information necessary to make investment decision in securities
, such businesses shall not have potential conflict of interest with undertaking of securities business under the application, except where [the applicant] is able to demonstrate that there shall be an
a regulatory agency under Paragraph 1(2), but the regulatory agency is not located in a country whose supervisory measures are recognized by the SEC Office, the intermediary shall demonstrate the