operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and

country regulating the offering of such fund must have adequate investor protection measures, as specified on the SEC List of Eligible Countries. Exceptions may apply to foreign ETFs with passive

effectiveness in enforcement of the law and protection of investment to be aligned with international standards” From the study of the related laws in five influential countries and a focus group meeting with

turn to share knowledge and experience relating to the setting up of similar funds in their respective countries and how to handle investor complaints and manage disputes. During the panel discussion

businesses in both countries. Thus, we strongly believe that this MOU will create greater business opportunities as well as sustainable growth and prosperity of the region.”H.E. Mr. Sou Socheat, Director

awardees by the Domestic Ranking Bodies for companies within their respective countries. The three categories of awards are as follows: (i) Top 20 ASEAN public listed companies (PLCs); (ii) ASEAN Asset Class

methods for SMEs and startups that will address issues related to access and costs of the existing fundraising channels, to promote fund mobilization of neighboring countries, and to create opportunities

Capital Markets Forum, which is supported by capital market regulators in the ASEAN region in order to assess the corporate governance of listed companies in six ASEAN countries, namely Indonesia

countries with recommendations on establishment and management of sovereign wealth funds. The morning session will be closed with ?ASEAN in the Dynamic Global Capital Market? by Mr. Jose Isidro Camacho

regulatory barriers to contribute to neighboring countries? economies and capital markets development. Strategy Three: To build a market ecosystem that supports good governance of financial institutions and