28 เมษายน พ.ศ. 2551 2. แก้ไขแนวทางปฏิบัติ เรื่อง การบริหารความต่อเนื่องทางธุรกิจ (Business Continuity Management) ให้มีความชัดเจนยิ่งข้ึน โดยเป็นการแก้ไขให้สอดคล้องกับ High-level principles for
Service Co., Ltd., aligns its sustainability practices with the overarching principles of the AFS Group. The Company has appointed both a dedicated sustainability working group and a formal sustainability
market. Division 2 Principle for business operation of an intermediary _____________________________ Clause 3 For legitimacy of business operation, an intermediary is obligated to the principles as
ซึ่งขอบเขตดงักล่าวเป็นไป ตามนยิาม “Corporate Governance” ที่ก าหนดใน G20/OECD Principles of Corporate Governance (2015)1 (“OECD Principles”) “การบริหารกจิการทีด่ี” ตามหลักปฏิบัตนิี้ หมายถงึ การบริหารกิจ
, without the need to disclose the results of the review in Form 69-1.. In addition, if the implementation of any of the principles does not lead to the intended results, the company should establish a
to believe that he or she is or having been reasonably suspected of being lack of ethics or standard of performance relating to (a) securities business prescribed by an agency or association connecting
act of other person; (2) there are reasonable grounds to believe that he or she is or having been reasonably suspected of being lack of ethics or standard of performance relating to (a) securities
one and such conduct lacks ethics or standards of conduct and processes prohibited characteristics as specified in the notification of the Securities and Exchange Commission governing prohibited
or used to have any behavior that, if considered on a reasonable ground, indicates lack of ethics or standards of conduct in connection with securities or derivatives business set by an association