executive of a derivatives business operator as follows: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives businesses; “executive” means

for approval and approval for appointment of an executive of a derivatives business operator as follows: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed

2004; the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Securities company” means any company licensed to undertake securities

company licensed to undertake securities business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities

company” means any company licensed to undertake securities business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and

สำนักงานสั่งพักการดำเนินธุรกิจ   List of company licensed Securities Underwriting (Securities Company)   Company Head office 1 AIRA SECURITIES PUBLIC CO.,LTD. 319 CHAMCHURI SQUARE BUILDING, 17TH & 20TH FLOOR

สำนักงานสั่งพักการดำเนินธุรกิจ   List of company licensed Securities Dealing (Securities Company)   Company Head office 1 AIRA SECURITIES PUBLIC CO.,LTD. 319 CHAMCHURI SQUARE BUILDING, 17TH & 20TH FLOOR

: ___________________________________________________________ Tel No.: _____________________________ Fax No.: _________________________ 15) Is the CIS Operator currently licensed or authorised to conduct fund management in the economy of its principal place of

.: _________________________ 15) Is the CIS Operator currently licensed or authorised to conduct fund management in the economy of its principal place of business? Yes No If “No”, please specify

สำนักงานสั่งพักการดำเนินธุรกิจ   List of company licensed Securities Brokerage (Securities Company)   Company Head office 1 AIRA SECURITIES PUBLIC CO.,LTD. 319 CHAMCHURI SQUARE BUILDING, 17TH & 20TH FLOOR