to inform such material information led to the Revenue Department?s demand for refund of the tax deduction money plus a fine imposed on the client. {A}, however, has already compensated for the

years for his assistance in the FOCUS share price manipulation by providing trading accounts, sending trading orders and arranging financial matters. The Settlement Committee had previously imposed a fine

executive in securities issuing companies or securities companies for specified periods, with the following details:  (1) Penprapa shall pay a civil fine, a compensation in the amount equal to the benefit

baht and 500,000 baht, respectively. A fine of 333,333.33 baht was also imposed on Jantharapa for violation of Section 243 (1) in conjunction with Section 244 and Section 243(2) of the SEA and Section 86

market. In addition, there were records of the doubtful debt of the long trade receivables, the employee expenses such as bonus and the provision for penalty on project delay. Therefore, comparing the

Section 317/5 of the SEA. Jakkaphong, as a person responsible for the operations of the legal entity, caused JKN to commit the aforementioned offense. He is therefore subject to the same penalty under

penalty and a reimbursement of the SEC’s investigative expenses, totaling 982,265 baht, and prohibiting him from serving as director or executive of securities issuing companies or securities companies for

Sanction Committee (CSC) has therefore resolved to impose a civil sanction* on Mr. Pongsak Lothongkam, requiring him to pay a civil penalty, a compensation at an equal amount to the benefit received, and a

) under consideration, the penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors

sanction proceedings against Apichart, Eng and Supanee requiring each offender to  pay civil monetary penalty, disgorge the benefits of loss avoided from committing the offenses, and reimburse the SEC’s