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2024 annual compliance reports. In this front, reporting of any non-application or unfinished application of the recommended guidelines shall be accompanied by the explanation of the associated
Businesses, dated 3 July 2018) is to be revoked; 2) DA operators are to be required to seek approval from their CEO* before launching any advertisement. Additionally, DA operator’s Compliance
The SEC urges investors who use these platforms to consider withdrawing or transferring their assets from the platforms before 28 June 2025 to protect their interests and prevent any potential impact
Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
record any corporate’s personal data processing activities both in a hard copy or an electronics systemSEC Secretary-General Ruenvadee Suwanmongkol, said “SEC, as a capital market regulator, expects
. In this regard, investors are advised to exercise discretion in case of encountering solicitation for such investment. In any case, investors can check the list of securities business operators
supervision. In this regard, investors are advised to exercise discretion in case of encountering solicitation for investment with the company. In any case, investors can check the list of securities