, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system for analyzing, reviewing and monitoring the quality of securities. SEC Act S.117

the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.Section 57(6) Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 88/2025

, to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC Act S.Section 57(6) Settlement Committee Meeting No. 6/2025 Settlement Committee Order No. 93

holders, on investment decisions, or on changes in the price of the company’s securities within the specified period. SEC Act S.Section 57(6) Settlement Committee Meeting No. 8/2025 Settlement Committee

procedures as specified in the notification. In this regard, Bitazza failed to provide the management and operational data recording system by failing to present appropriate loan process and agreements to the

”) to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. SEC Act S.56(3)(4) Settlement Committee Meeting No. 1

procedures as specified in the notification of the Capital Market Supervisory Board by failing to have a sufficient and effective system for executing securities transactions for the mutual fund. SEC Act S

which is the period specified by the Notification of the Capital Market Supervisory Board. However, the financial statement and key financial ratio for year 2023 was later submitted on 5 April 2023

the objective to use the proceeds identified in the registration statement and the draft prospectus that is not in accordance with rules, conditions and procedures as specified in the notification of

(Form 56-2, 2023) to the SEC within the specified period. This case is in the process of inquiry by the inquiry official SEC Act S.56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 20/03