number of their clients.   The SEC is therefore conducting this public hearing on the proposed amendments to ensure that the qualifications of digital asset business operators are appropriate and

system, all mobile banking applications, and government disbursement mechanisms. Financial institutions continue to provide normal services for both retail and corporate clients without disruption. The BOT

the proposed amendments to be more appropriate and mitigate unintended consequences for auditors and their clients, specifically businesses in the capital market. The SEC is therefore seeking public

depository receipts (DRs); and (3)  Revising the definition of special debt to include other outstanding debts such as debts resulting from delayed payments for securities sale to customers as a result of an

Derivatives Advisor (No. 3) dated 1 December 2023: https://publish.sec.or.th/nrs/9992s.pdf;  3. The Notification of the Capital Market Supervisory Board No. Tor Thor 41/2566 Re: Provision of Services to Clients

) Board governance structure: Requiring DA operators – except DA advisors and the DA operators holding client assets at an amount less than 500 million baht and having less than 10,000 clients – to appoint

fact nonexistent and could not be collected from the company’s clients. The four persons shared the roles in this regard to order a record of false income. In addition, the criteria for advertising sales

Meeting No. 3/2565 on 19 April 2022, to make the rules more suitable for the current environment and to ensure effective supervision, as well as to hedge risks of business operators, their clients, and

of the listed companies, which are the clients of the auditors and the audit firms, respectively. Information of which is useful for performance of duties under the Charter of the Audit Committee

transactions of loans to buy assets of clients with investment accounts with securities companies or can be identified as “margin loan.”SET President Dr. Pakorn Peetathawatchai said “SET is determined to