regulations. The major changes that will be introduced by the SEC’s proposal include: (1) To revise the qualifications and licensing process for the securities companies that wish to apply for investment
: (1) Amending the regulations so that they are up-to-date, more flexible and more principle-based, for example, improving information disclosure channels by allowing asset management companies to
SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
Chantanayingyong, SEC Deputy Secretary-General said that ?Previously, expected timing of the SEC approval for securities offering or fund establishment as well as projected profits of listed companies resulted from
somewhat more popular fund raising channel as witnessed by the continuous increase in corporate bond market value. Survey on asset management companies indicated that mutual funds for accredited investors
lessen regulatory burden and further relief for businesses. At present, the reliefs include:(1) Branches of securities companies affected by flood and unable to provide services are allowed to temporarily
major shareholder of both companies 3. Thanulux Plc. SPI acting as major shareholder of both companies 4. Wien International Co., Ltd. SPI acting as major shareholder of both companies 5. Pattaya
Bangkok, 30 March 2025 – As a large number of business operators in the capital and digital asset markets (“business operators”), listed companies and securities issuing companies have been affected
Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of