business operations in securities and derivatives; (3) Revising the client asset custody rules: Granting an exemption for a transfer of client assets by allowing a business operator to proceed without

complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation

client and {A} indicated that the client may have entrusted {A} to make decisions on securities and derivatives trading for the client whose trading orders were unclear, and that {A} had made trading

investment plans remain unclear. Accordingly, there is no immediate necessity for FVC to utilize the entire proceeds from the disposal of KTMS shares. The IFA has also noted deficiencies in the share

period for the land ownership transfer and willing to make additional payments for the deposit. The buyer agreed to pay the remaining amount on the date of the land title-deed ownership transfer, which has

, excluding land) and the utilities systems including transfer the Ownership of movable assets. However, the contract of the https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201910/19098877.pdf

Exchange of Thailand. The client agreed to transfer money into Asia Wealth?s account and sent the transfer evidence to Jakkrit, who instead informed Asia Wealth that the deposit had been made by another

Transfer of Fame Line Company Limited (Subsidiary) 3. To appoint the Company’s Executives Attention : The President of the Stock Exchange of Thailand Far East DDB Public Company Limited (“Company”) would

buyer will pay the remaining amount of Baht 330,374,000 on the date of registration of land transfer at Department of Lands within December 2018. Both parties have agreed to pay equally for income tax

.   Regarding the share transfer case, Auracha, then an invesment consultant at AEC, was found transfering shares in the client's trading account into her mother's account for her own benefits. Such share