misappropriated the client's subscription cash payment of 500,000 baht for his own use. He then ordered his subordinate to transfer units of another mutual fund held by the same client into the solicited fund by

. In addition, the SEC has recommended the ASCO to revise its KYC/CDD guidelines as well as propose the guidelines for securities transfer between clients so as to prevent fraudulent activities or

the transfer of such securities to the account; but found out that such securities were all transferred and sold by such client. {A} then asked other two friends, who were clients of other securities

Assets and Connected Transaction for the Entire Business Transfer and Allocation of Securities to the Specific Investor (Private Placement) To The President The Stock Exchange of Thailand Attachment 1

or https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8301 ASEAN Capital Markets Regulators Reiterate Strong Path towards Sustainable Capital Markets and Reaffirm Direction to Promote Sustainability

diverse groups will ultimately support Thailand’s path towards sustainable social and economic growth,” said Alia El-YASSIR, Regional Director for UN Women Asia and the Pacific. “We hope that companies

the same time, from 8 – 10 November 2019,  SEC also launched a parallel activity, providing knowledge on the capital market and the accounting career path to the students of 6 universities in Chiang

Capital Market Education and Provincial Network Department, Sarica Apiwatthakakul.The afternoon session covered a talk entitled “SME Path towards the Thai Capital Market.” During the session, business

, “Fundraising Channels for SMEs” by Mr. Paiboon Damrongwaree, Director of SEC Corporate Finance 2 Department, and a panel discussion on the topic, “SME Path into the Thai Capital Market” by Mr. Worapon

สำรองเลี้ยงชีพประเภทนโยบายสมดุลตามอายุ (life-path) ที่ปรับสัดส่วนการลงทุนอัตโนมัติเมื่ออายุเพิ่มขึ้น ได้รับความสนใจมากขึ้นด้วย โดยไตรมาส 2 ปี 2561 มีบริษัทจัดการลงทุน 7 แห่ง และนายจ้าง 239 ราย ที่เสนอทาง