agreement in Clause 6 within five business days as from the date of receiving such information and certification. Clause 11. Securities company shall supervise its personnel to comply with this Notification
, the appointment of third parties, such as other intermediaries , financial institutions or affiliated companies in the group of financial business who have readiness in personnel and operating system
third parties, such as other intermediaries, financial institutions or affiliated companies in the group of financial business who have readiness in personnel and operating system relating to the
in Clause 7(1); (2) as soon as possible in case of information as prescribed in Clause 7(2). 4 Clause 11 A securities company shall supervise its personnel to comply with this Notification, and
Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business ; (25) any other investors as specified by the SEC Office. Clause 5 An ultra-high net worth investor shall refer to
concerning Rules on Personnel in Capital Market Business; (25) any other investors as specified by the SEC Office. Clause 5 An ultra-high net worth investor shall refer to any of the following investors: (1) a
Notification of the Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business; (25) any other investors as specified by the SEC Office. Clause 5 An ultra-high net worth investor
Thai capital market; (2) having readiness for participating in a regulatory sandbox in the following areas: (a) having capital, work systems and personnel that can support service provision appropriately