https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx complaint-form-general-en.docx / derivatives / digital asset intermediaries e.g. securities company/broker, asset
(introducing broker agent) และ (3) การจัดให้มีหน่วยงานกำกับดูแลการปฏิบัติงานของผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล ให้เป็นไปในแนวทางเดียวกับผู้ประกอบธุรกิจหลักทรัพย์และผู้ประกอบธุรกิจสัญญาซื้อขายล่วงหน้า ก่อนหน้า
Presently, supervising “digital asset businesses” under the royal decree on digital asset businesses, B.E. 2561 cover three business groups: digital asset exchange; digital asset broker; and
the regulations on sale promotion advertisement, engagement of introducing broker agent, and disclosure of brokerage transaction activities, which will come into force starting from 1 January 2022
Signatory A of IOSCO MMOU concerning Consultation and Cooperation and the Exchange of Information, (3) CIS operator must appoint licensed securities broker as selling agent and (4) selling agent must comply
operator must appoint licensed securities broker as selling agent and (4) selling agent must comply with specified criteria including distribution of offering circular (fact sheet) prepared in Thai. The
Bee filed a cancellation notice to his broker, Globlex Securities Co., Ltd., in order to void the purchase transactions has no effect on the Sub-Committee?s opinion as well because the purchases of EIC
derivatives broker to ensure that policy, operational procedures, and personnel of those business operators related to money-laundering and terrorist financing are put in place. In 2010, the SEC and the Anti
approved the establishment of New Insurance Broker Company in Cambodia, with the capital registered of 300,000 USD, subscribed by AEON Thana Sinsap (Thailand) Plc. (“AEONTS”) of 150,000 USD and AEON