using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
retirement-related funds. Purchases must be made between 1 April 2020 and 30 June 2020 and investors must hold their investment units for not less than 10 years. Other conditions shall be made as per the
2012 cooperative framework between SEC and CSSF in the exchange of information on fund management companies and mutual funds. Furthermore, CSSF has been pleased to support Thai funds’ unit
Bangkok, January 21, 2016 ? The SEC is seeking public comments on draft amendments to the regulations concerning supervision on trigger funds and product advertisement.The proposed amendments to the
. The calculations and reports will be standardized and be in line with the international benchmark and thus will be easily compared with those of mutual funds offered by foreign companies. Also, it would
are likely to have improper behavior and have adverse impact on clients and mutual funds. The personnel to be included are, for example, the person with supervisory functions and the assistants of the
หน่วยลงทุนต่างประเทศ ผ่านการจัดตั้งเป็น Fund of Funds หรือ Feeder Fund ที่กองทุนปลายทางมีการลงทุนใน Derivatives เพื่อการเก็งกำไร ได้หรือไม่ คำตอบ : เนื่องจาก
Securities and Exchange Commission hereby issues the following regulations: Clause 1 The management of funds of juristic entities under the same business group shall not be regarded as the undertaking of