, 2025 to the SEC office later than the specified period. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 3/2026 Dated 20/01/2026
liability arises from his failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in IHL’s delayed submission of the report. SEC Act S.300 in
. SEC Act S.300 in conjunction with 56(3)(4) Settlement Committee Meeting No. 2/2026 Settlement Committee Order No. 42/2026 Dated 18/02/2026
accordance with the notification of the Securities and Exchange Commission. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 2/2026 Settlement Committee Order No. 4/2026 Dated 18/02/2026
failure to maintain net capital (NC) together with the reasons of such incident to the SEC office within the period specified in the notification of the Securities and Exchange Commission. DAB Act S.94
failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(2)(4) Settlement Committee Meeting No. 2/2026 Settlement Committee Order No. 38/2026 Dated 18/02
Securities and Exchange Act B.E. 2535 (1992) (SEA). The Settlement Committee, therefore, imposed a penalty fine of 80,995,415.67 baht on him.In this regard, the SEC appreciated cooperation and assistance
Bangkok, March 19, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 11,962,385.44 baht on (1) {A} (2) {B} (3) {C} (4) {D} (5) {E} (6) {F} (7) {G} (8) {H} (9) {I} (10) {J
Bangkok, February 19, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 2,166,666.66 baht on {A} {B} and {C}, as well as {D} and {E}, the aiders and abettors, for
Bangkok, September 13, 2013 ? The SEC revealed that the Settlement Committee imposed a total fine of 1,652,516.19 baht on Swake Srisuchart for using inside information to purchase Power Line