securities and derivatives business. Accordingly, investors will be protected in that their investment money will be segregated from that of the business operators while investments will be handled and
response to reduction of protected deposit amount by the Deposit Protection Agency and to provide more investment alternatives for the fund by allowing investment in sukuk and Islamic deposit. 1. Revisions
-traded fund Index fund Capital-guaranteed fund Any other type, please specify https://capital.sec.or.th/webapp/phs/upload/phs1505465292hearing_27_2560_S02.pdf Principles of Corporate Governance - G20
. In this regard, the SEC urges investors wishing to invest in gold that (1) in case of real gold trading, they should deal with gold shops or companies with guaranteed delivery, and (2) in case of gold
unlicensed DA business operators; otherwise, they will not be legally protected and will be at risk of being scammed, as well as facing money laundering risks. The list of licensed business operators is
operators, as they may not be protected by the governing laws and may fall victim to frauds and scams. The list of SEC licensed and approved business operators and personnel can be checked at www.sec.or.th
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
Businesses as well as foreign digital asset business operators because such engagements with unlicensed business operators are not legally protected and may be exposed to the risk of scams,” added Secretary
? demands. This is to ensure that debt securities will continue to be a key product of choice for fund mobilization, while investors are better protected. Assistant Secretary?General Charuphan Intararoong