inappropriate and illegal actions by its employees. The aforesaid defects of AEC work systems were in violation of Section 113 and the company was subject to the penalties under Section 282 of the SEA. As a
Supervisory Board by virtue of Section 6 of the Derivatives Act (No.2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 May 2008. Clause 2
Exchange Commission acting as Capital Market Supervisory Board by virtue of Section 6 of the Derivatives Act (No.2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. This Notification shall
ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification https
misappropriating the company?s assets in contravention of Section 307, 308, 311, 313 and 315 of the Securities and Exchange Act of 1992 (SEA). A referral from the Stock Exchange of Thailand (SET) and the SEC
to mutual funds according to the Notification concerning establishment and management of mutual fund issued by virtue of section 117 [of the Securities and Exchange Act B.E. 2535 (1992)]. In this
, published in the Government Gazette, General issue, Vol. 118, Special Section 91Ngor, dated 19 September 2001. The Notification of the Securities and Exchange Commission, No. KorNor. 42/2544 Re: Rules