monitoring listed companies? performance, the SEC did not grant further extension of deadlines for AIE and AI as requested. In this regard, AIE and AI must submit the said financial statements urgently. For

engagement of preparers of financial statements, CEOs, and CFOs from the very beginning.  In this regard, the SEC and the FAP are co-designing a curriculum for the preparation of the financial reports of

, 2012.  In this regard, the SEC suspended her from duty as an approved capital market investment consultant for a period of five months. Taking into account that she has already been suspended for two

with the guideline. In this regard, advertisements launched by certain asset management companies and considered as compliance with the guideline have been chosen as examples for others,? said Deputy

Investment and Giving Investment Advice dated January 18, 2012. In this regard, the SEC suspended {A} for six months. Taking into account that she has already been suspended by her employer for one month and

Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. In this regard, the SEC revealed her inappropriate behavior and recorded such demerits for

Funds?. In this regard, calculation of investment ratio in infrastructure fund will exclude investment proportion in equity and debt instruments due to the difference of its risk and return

the clients.  They cannot make securities trading decisions on behalf of clients, regardless of the client's permission.  In this regard, the aforesaid {A}'s actions are in violation of Clause 20(2) of

utmost efficiency and effectiveness. In this regard, we trust that our effort will eventually bring about mutual benefit to our country as a whole.?  

.   In this regard, less complex formula will be used in calculation without causing major difference on the outcome. Since 2004, the Turnover List has been launched to provide investors with information