information became public on 12 November, 2014. BKI obtained the material non- public information by Mr.Chai Sophonpanich, authorized person of BKI and director of BLA. 16/06/2017 agreed to comply with civil
percent. He obtained the material non- public information by virtue of his positions before such information became public on 12 November 2014. 16/06/2017 agreed to comply with civil penalties determined
Miss Jeeraporn Buranaruk During 16 February 2017 – 12 July 2017, Miss Jeeraporn obtained or possessed inside information related to the operating results of three companies under the audit and
Exchange Commission No. KorNor. 69/2547 Re: Rules, Conditions, and Procedures for Approval of the Private Fund Custodian By virtue of Section 14 of the Securities and Exchanges Act, B.E. 2535 (1992) and
/2547 Re: Rules, Conditions, and Procedures for Approval of the Private Fund Custodian By virtue of Section 14 of the Securities and Exchanges Act, B.E. 2535 (1992) and Section 135 of the Securities and
of an intermediary ’s service and shall include fund , unitholder or member of the provident fund; “ fund ” means a mutual fund, private fund and provident fund; “ central utility function ” means a
an intermediary’s service and shall include fund, unitholder or member of the provident fund; “fund” means a mutual fund, private fund and provident fund; “central utility function” means a function
Obtaining the License _________________ Clause 8 A person who obtained precious metal derivatives brokerage license shall comply with the following conditions: (1) before commencement of precious metal
after Obtaining the License _________________ Clause 8 A person who obtained precious metal derivatives brokerage license shall comply with the following conditions: (1) before commencement of precious