trading. The acts of {A} and {B} were in violation of Clause 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to

: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012 as well as has prohibited characteristics under Clause 6(3) of the

and procedures as provided on the website of the SEC Office within 15 days as from the last date of each month having redemption or exercise; (2) the report of the exercising right to purchase

the last date of each month having redemption or exercise; (2) the report of the exercising right to purchase underlying shares of warrants, shall be submitted by using form 81-2 as provided on the

each month having redemption or exercise; (2) the report of the exercising right to purchase underlying shares of warrants, shall be submitted by using form 81-2 as provided on the website of the SEC

VGI- W2 Warrants shall be 4 years from the issuance date. The warrant holders shall be entitled to exercise the warrants for the first time on the last business day of the first quarter after the

) Evidence that foreign ETF and foreign ETF operator are subject to supervision of foreign regulator who is a member of the International Organization of Securities Commissions (IOSCO); (5) Certification that

Company with a par value of Baht 1 per share, to accommodate the exercise of the U-W3 Warrants, at the ratio of 1 unit of the U-W3 Warrants to 1 newly issued ordinary share, which would be allocated to BBL

CIS operator ที่จะมำเสนอขำยหน่วยลงทุนต่ำงประเทศในไทยได้โดยตรง โดยไม่จ ำเป็นต้องก ำกับดูแล ผ่ำน local intermediary ซึ่งส ำนักงำนได้เปิดรับฟังควำมคิดเห็นหลักกำรตำมเอกสำรรับฟังควำมคิดเห็นที่ อนจ. 10/2560

591,489,276.40 to THB 570,752,372.80 by cancelling unissued shares which are not allocated to accommodate the exercise of the warrants to purchase the newly issued shares of the Company No. 2 (“MACO-W2”), in