e-service Online Submission See canceled document Securities Underwriter Business >> Compliance / Internal Control Type Title Section See Document Status Notified Date Effective Date 1. Notification
Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 4. Notification of Capital Market Supervisory Board TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating
e-service Online Submission See canceled document Securities Dealer Business >> Compliance / Internal Control Type Title Section See Document Status Notified Date Effective Date 1. Notification of
Company and Derivatives Intermediary 06/09/2013 01/04/2014 5. Notification of Capital Market Supervisory Board TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems
e-service Online Submission See canceled document Derivatives Agent >> Compliance / Internal control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Derivatives Dealer >> Compliance / Internal control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Derivatives Dealer >> Licensed Companies Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and
Duties as Marketing Officer of Securities Company / Commercial Bank 15. Report/Form (Notification of Securities and Exchange Commission) Form 113-2 Form for Changing of Information of Marketing Officers
company shall prepare such information of each investment policy.” Clause 3. The following provision shall be added as Clause 51/1 of the Notification of the Office of the Securities and Exchange Commission