การขายชอร์ตและการส่งมอบหลักทรัพย์ เพื่อการบริหารความเสี่ยงจากการทำหน้าที่เป็นผู้ดูแลสภาพคล่อง (market maker)ของบริษัทหลักทรัพย์ และการจัดการทรัพย์สินลูกค้าเมื่อเกิด internal short
market; (2) progress on the Digital Asset Regulatory Sandbox and Digital Asset Custodial Wallet Provider projects; (3) amendment to the SET's regulations concerning monetary fines for capital market
with the normal market condition. 28/09/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of
with the normal market condition. 29/09/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of
”) shares in concealment to mislead general public regarding the market trading condition and traded NBC shares on a continued basis with an intent to cause the price and the volume of NBC shares’ trading to
normal market condition. 30/09/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 500,000.00
normal market condition. 17/09/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 893,439.00
with the normal market condition. 12/10/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of
market condition. 14/10/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 500,000.00 Baht
normal market conditions in order to persuade other investors to buy or sell such securities. 04/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :